Individual Firm
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WILLIAM MICHAEL DEYOUNG
WILLIAM DEYOUNG
CRD#: 4720194
IA
B
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 111 Founders Plaza
East Hartford, CT 06108
East Hartford, CT 06108
OSAIC WEALTH, INC.CRD#: 23131 111 Founders Plaza
East Hartford, CT 06108
East Hartford, CT 06108
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Disclosures
21
Years of Experience
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State Registrations
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Connecticut 4/22/2022
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New York 8/23/2024
B
Connecticut 8/23/2024
B
North Carolina 8/23/2024
B
Maine 8/23/2024
B
Pennsylvania 8/23/2024
B
Massachusetts 8/23/2024
B
Rhode Island 8/23/2024
B
New Hampshire 8/23/2024
B
Vermont 8/23/2024
B
New Jersey 8/23/2024
B
Virginia 8/23/2024
SRO Registrations
B
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Registered with this firm since 4/22/2022
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Registered with this firm since 8/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/31/2022 - 08/23/2024 | East Hartford, CT | |
IA | 06/19/2020 - 03/31/2022 | Windsor, CT | |
B | 10/09/2019 - 03/31/2022 | Windsor, CT | |
B | 05/08/2017 - 09/18/2019 | GLASTONBURY, CT | |
B | 01/02/2013 - 05/01/2017 | ENFIELD, CT | |
B | 01/01/2009 - 01/02/2013 | HARTFORD, CT | |
B | 04/12/2006 - 01/01/2009 | SIMSBURY, CT | |
B | 06/15/2004 - 02/28/2006 | HARTFORD, CT | |
B | 11/26/2003 - 07/02/2004 | SMITHFIELD, RI |
SMITHFIELD, RI
11/26/2003 - 07/02/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.