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James Richard Escobar
JAMES R ESCOBAR, JAMES R. ESCOBAR JR., JAMES RICHARD ESCOBAR, James R. Escobar
CRD#: 4719202
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Investment Adviser
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Previous Broker
CORIENTCRD#: 319448 10 S Wacker Drive
Suite 3100
Chicago, IL 60606
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2022 - 2024 (2 years)IACORIENT (CRD# 319448)2024 - Present (<1 year)BHSBC SECURITIES (USA) INC. (CRD# 19585)2008 - 2008 (<1 year)BNUVEEN INVESTMENTS, LLC (CRD# 469)2006 - 2006 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2006 (<1 year)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (1 year)IACIBC PRIVATE WEALTH ADVISORS, INC. (CRD# 109644)2017 - 2019 (1 year)IAGENEVA ADVISORS, LLC (CRD# 121629)2014 - 2017 (3 years)
License(s)

State Registrations

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Illinois 10/23/2024

Current Registration(s)
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CORIENT (CRD#:319448)
10 S Wacker Drive Suite 3100, Chicago, IL 60606
Registered with this firm since 10/23/2024

Previous Registration(s)
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07/09/2022 - 09/29/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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06/10/2022 - 09/29/2024 J.P. MORGAN SECURITIES LLC (CRD#:79) Chicago, IL
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09/06/2017 - 08/12/2019 CIBC PRIVATE WEALTH ADVISORS, INC. (CRD#:109644) Chicago, IL
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03/24/2014 - 09/01/2017 GENEVA ADVISORS, LLC (CRD#:121629) CHICAGO, IL
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01/23/2008 - 12/02/2008 HSBC SECURITIES (USA) INC. (CRD#:19585) NEW YORK CITY, NY
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07/13/2006 - 08/09/2006 NUVEEN INVESTMENTS, LLC (CRD#:469) CHICAGO, IL
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07/06/2005 - 06/21/2006 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MELROSE PARK, IL
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11/03/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.