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ANNA GABRIELLA MARTINEZ
Anna Martinez
CRD#: 4719121
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 Sacramento, CA
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 Sacramento, CA
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2018 (1 year)2 FIRMS2019 - 2019 (<1 year)2 FIRMS2021 - 2024 (2 years)2 FIRMS2024 - Present (1 year)BCENTAURUS FINANCIAL, INC. (CRD# 30833)2007 - 2008 (<1 year)
License(s)

State Registrations

B
California 1/24/2024

IA
California 1/24/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
Sacramento, CA
Registered with this firm since 1/24/2024

IA
CAPTRUST (CRD#:175112)
Sacramento, CA
Registered with this firm since 1/24/2024

Previous Registration(s)
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IA
10/04/2021 - 01/17/2024 LPL FINANCIAL LLC (CRD#:6413) ROSEVILLE, CA
B
10/04/2021 - 01/17/2024 LPL FINANCIAL LLC (CRD#:6413) ROSEVILLE, CA
IA
01/03/2019 - 10/22/2019 KMS FINANCIAL SERVICES, INC (CRD#:3866) AUBURN, CA
B
01/03/2019 - 10/22/2019 KMS FINANCIAL SERVICES, INC. (CRD#:3866) AUBURN, CA
IA
09/25/2017 - 12/21/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) ELK GROVE, CA
B
09/25/2017 - 12/21/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) ELK GROVE, CA
IA
02/08/2016 - 09/28/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GOLD RIVER, CA
B
02/17/2016 - 09/28/2017 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) GOLD RIVER, CA
IA
08/02/2013 - 12/15/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSEVILLE, CA
B
08/02/2013 - 12/15/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) ROSEVILLE, CA
IA
06/01/2009 - 03/04/2013 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
B
06/01/2009 - 03/04/2013 MORGAN STANLEY (CRD#:149777) PURCHASE, NY
IA
01/24/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
01/24/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) NEW YORK, NY
B
07/17/2007 - 01/08/2008 CENTAURUS FINANCIAL, INC. (CRD#:30833) SANTA BARBARA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.