View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
th hidden text | th hidden text | Name | Location |
---|---|---|---|
IA | 10/04/2021 - 01/17/2024 | ROSEVILLE, CA | |
B | 10/04/2021 - 01/17/2024 | ROSEVILLE, CA | |
IA | 01/03/2019 - 10/22/2019 | AUBURN, CA | |
B | 01/03/2019 - 10/22/2019 | AUBURN, CA | |
IA | 09/25/2017 - 12/21/2018 | ELK GROVE, CA | |
B | 09/25/2017 - 12/21/2018 | ELK GROVE, CA | |
IA | 02/08/2016 - 09/28/2017 | GOLD RIVER, CA | |
B | 02/17/2016 - 09/28/2017 | GOLD RIVER, CA | |
IA | 08/02/2013 - 12/15/2015 | ROSEVILLE, CA | |
B | 08/02/2013 - 12/15/2015 | ROSEVILLE, CA | |
IA | 06/01/2009 - 03/04/2013 | PURCHASE, NY | |
B | 06/01/2009 - 03/04/2013 | PURCHASE, NY | |
IA | 01/24/2008 - 06/01/2009 | NEW YORK, NY | |
B | 01/24/2008 - 06/01/2009 | NEW YORK, NY | |
B | 07/17/2007 - 01/08/2008 | SANTA BARBARA, CA |