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Brian Arthur Heal
BRIAN HEAL
CRD#: 4719085
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Investment Adviser
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Previous Broker
HEAL FINANCIAL LLCCRD#: 329304 NOVI, MI
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2003 (<1 year)IAHEAL FINANCIAL LLC (CRD# 329304)2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2018 - 2019 (1 year)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2017 - 2018 (1 year)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2011 - 2017 (5 years)BMETLIFE SECURITIES INC. (CRD# 14251)2004 - 2011 (7 years)BMETROPOLITAN LIFE INSURANCE CO... (CRD# 4095)2004 - 2007 (3 years)IASPORTS & ENTERTAINMENT INVESTM... (CRD# 285611)2021 - 2024 (3 years)
License(s)

State Registrations

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Michigan 6/25/2024

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Texas 7/31/2024

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New York 11/4/2024

Current Registration(s)
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HEAL FINANCIAL LLC (CRD#:329304)
NOVI, MI
Registered with this firm since 6/25/2024

Previous Registration(s)
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08/26/2021 - 12/31/2024 SPORTS & ENTERTAINMENT INVESTMENT ADVISERS, LLC (CRD#:285611) MONTEBELLO, NY
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06/29/2018 - 06/17/2019 NYLIFE SECURITIES LLC (CRD#:5167) SOUTHFIELD, MI
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04/25/2017 - 05/31/2018 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Red Bank, NJ
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11/21/2011 - 04/28/2017 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) RED BANK, NJ
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01/29/2004 - 12/14/2011 METLIFE SECURITIES INC. (CRD#:14251) STATEN ISLAND, NY
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01/29/2004 - 07/09/2007 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) BROOKLYN, NY
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11/20/2003 - 12/31/2003 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
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11/20/2003 - 12/31/2003 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.