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KEVIN NICHOLAS MANNING
CRD#: 4718946
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Investment Adviser
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Previous Broker
REGENT PEAK WEALTH ADVISORS, LLCCRD#: 298259 200 GALLERIA PKWY SE
SUITE 1175
ATLANTA, GA 30339
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - 2009 (1 year)2 FIRMS2009 - 2019 (9 years)IAREGENT PEAK WEALTH ADVISORS, LLC (CRD# 298259)2019 - Present (5 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2019 - 2020 (1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2006 (2 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2006 (<1 year)
License(s)

State Registrations

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Georgia 5/9/2019

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Texas 5/3/2019

Current Registration(s)
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REGENT PEAK WEALTH ADVISORS, LLC (CRD#:298259)
200 GALLERIA PKWY SE SUITE 1175, ATLANTA, GA 30339
Registered with this firm since 5/3/2019

Previous Registration(s)
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05/03/2019 - 09/21/2020 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) Atlanta, GA
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10/23/2009 - 05/07/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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10/23/2009 - 05/07/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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12/18/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
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12/18/2007 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) BOSTON, MA
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04/18/2006 - 10/25/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
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01/01/2004 - 10/25/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHARLOTTE, NC
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.