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Detailed Report
TRAVIS RYAN LUEBBEHUSEN
CRD#: 4718144
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 14767 NORTH OUTER 40 RD
FL 2
CHESTERFIELD, MO 63017
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (4 years)2 FIRMS2009 - 2022 (13 years)2 FIRMS2022 - Present (3 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2004 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 6/29/2023
B
Montana 2/2/2024
B
Arizona 3/10/2022
B
Nebraska 6/24/2022
B
Arkansas 3/10/2022
B
Nevada 4/11/2022
B
California 3/10/2022
B
New Jersey 4/29/2022
B
Colorado 3/10/2022
B
New Mexico 3/10/2022
B
Connecticut 3/10/2022
B
New York 3/10/2022
B
District of Columbia 6/28/2022
B
North Carolina 3/10/2022
B
Florida 3/10/2022
B
Ohio 3/10/2022
B
Georgia 3/10/2022
B
Oklahoma 6/28/2022
B
Hawaii 5/24/2023
B
Oregon 3/10/2022
B
Idaho 11/23/2022
B
Pennsylvania 3/10/2022
B
Illinois 3/10/2022
B
Rhode Island 11/29/2022
B
Indiana 3/10/2022
B
South Carolina 3/10/2022
B
Iowa 3/10/2022
B
South Dakota 3/10/2022
B
Kansas 3/10/2022
B
Tennessee 3/10/2022
B
Kentucky 3/10/2022
B
Texas 3/10/2022
B
Maryland 11/23/2022
IA
Texas 3/10/2022
B
Massachusetts 3/10/2022
B
Utah 6/24/2022
B
Michigan 6/28/2022
B
Virginia 3/10/2022
B
Minnesota 6/28/2022
B
Washington 3/10/2022
B
Missouri 3/10/2022
B
Wisconsin 3/10/2022
IA
Missouri 3/10/2022

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
14767 NORTH OUTER 40 RD FL 2, CHESTERFIELD, MO 63017
Registered with this firm since 3/10/2022
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
14767 NORTH OUTER 40 RD FL 2, CHESTERFIELD, MO 63017
Registered with this firm since 3/10/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/09/2009 - 03/25/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHESTERFIELD, MO
B
 01/09/2009 - 03/25/2022 UBS FINANCIAL SERVICES INC. (CRD#:8174) CHESTERFIELD, MO
IA
 07/16/2004 - 01/14/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
B
 04/30/2004 - 01/14/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) CHESTERFIELD, MO
B
 04/02/2004 - 05/04/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.