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Detailed Report
GRANT A EINHORN
CRD#: 4718056
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 400 HOWARD STREET
SAN FRANCISCO, CA 94105
BLACKROCK INVESTMENTS, LLCCRD#: 38642 400 HOWARD STREET
SAN FRANCISCO, CA 94105
Registration History
200420062008201020122014201620182020202220242026IABLACKROCK FINANCIAL MANAGEMENT... (CRD# 107105)2013 - Present (11 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2012 - Present (13 years)BBLACKROCK FUND DISTRIBUTION CO... (CRD# 146183)2009 - 2011 (2 years)BBARCLAYS GLOBAL INVESTORS SERVICES (CRD# 39438)2008 - 2009 (1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2003 - 2008 (4 years)
License(s)

State Registrations

B
Alabama 1/3/2012
B
Nebraska 1/3/2012
B
Alaska 1/3/2012
B
Nevada 1/3/2012
B
Arizona 1/3/2012
B
New Hampshire 1/3/2012
B
Arkansas 1/3/2012
B
New Jersey 1/3/2012
B
California 1/3/2012
B
New Mexico 1/3/2012
IA
California 10/30/2013
B
New York 1/3/2012
B
Colorado 1/3/2012
IA
New York 2/2/2022
B
Connecticut 1/3/2012
B
North Carolina 1/3/2012
B
Delaware 1/3/2012
B
North Dakota 1/3/2012
B
District of Columbia 1/3/2012
B
Ohio 1/3/2012
B
Florida 1/3/2012
B
Oklahoma 1/3/2012
B
Georgia 1/3/2012
B
Oregon 1/3/2012
B
Hawaii 1/3/2012
B
Pennsylvania 1/3/2012
B
Idaho 1/3/2012
B
Puerto Rico 1/3/2012
B
Illinois 1/3/2012
B
Rhode Island 1/3/2012
B
Indiana 1/3/2012
B
South Carolina 1/3/2012
B
Iowa 1/3/2012
B
South Dakota 1/3/2012
B
Kansas 1/3/2012
B
Tennessee 1/3/2012
B
Kentucky 1/3/2012
B
Texas 1/3/2012
B
Louisiana 1/3/2012
B
Utah 1/3/2012
B
Maine 1/3/2012
B
Vermont 1/3/2012
B
Maryland 1/3/2012
B
Virgin Islands 1/3/2012
B
Massachusetts 1/3/2012
B
Virginia 1/3/2012
B
Michigan 1/3/2012
B
Washington 1/3/2012
B
Minnesota 1/3/2012
B
West Virginia 1/3/2012
B
Mississippi 1/3/2012
B
Wisconsin 1/3/2012
B
Missouri 1/3/2012
B
Wyoming 1/3/2012
B
Montana 1/3/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
400 HOWARD STREET, SAN FRANCISCO, CA 94105
Registered with this firm since 10/30/2013
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
400 HOWARD STREET, SAN FRANCISCO, CA 94105
Registered with this firm since 1/3/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 11/06/2009 - 12/31/2011 BLACKROCK FUND DISTRIBUTION COMPANY (CRD#:146183) SAN FRANCISCO, CA
B
 04/14/2008 - 12/31/2009 BARCLAYS GLOBAL INVESTORS SERVICES (CRD#:39438) SAN FRANCISCO, CA
B
 11/10/2003 - 03/11/2008 E*TRADE SECURITIES LLC (CRD#:29106) SAN FRANCISCO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.