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DARYL HOWARD POWELL
CRD#: 4717769
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 525 Fulton Avenue
Sacramento, CA 95825-4812
Registration History
200420062008201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - Present (16 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2007 - Present (17 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)2006 - 2007 (<1 year)BE*TRADE SECURITIES LLC (CRD# 29106)2003 - 2006 (2 years)
Disclosure(s)
View By:
11/10/2024
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 3/19/2015

B
New Mexico 2/19/2021

B
Arkansas 2/25/2015

B
New York 4/28/2020

B
California 8/28/2007

B
North Carolina 3/24/2023

IA
California 6/11/2008

B
Oklahoma 8/23/2023

B
Colorado 3/28/2019

B
Oregon 3/20/2015

B
District of Columbia 4/28/2021

B
Pennsylvania 7/15/2016

B
Florida 2/19/2021

B
Tennessee 7/15/2022

B
Georgia 10/24/2022

B
Texas 6/22/2018

B
Idaho 3/28/2022

IA
Texas 1/4/2019

B
Illinois 3/19/2012

B
Utah 4/25/2022

B
Iowa 1/25/2016

B
Virginia 5/26/2020

B
Massachusetts 1/13/2021

B
Washington 5/22/2014

B
Missouri 4/25/2022

B
Wyoming 2/12/2025

B
Nevada 1/2/2008

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 6/11/2008

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
525 Fulton Avenue, Sacramento, CA 95825-4812
Registered with this firm since 8/28/2007

Previous Registration(s)
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B
10/12/2006 - 08/15/2007 MML INVESTORS SERVICES, INC. (CRD#:10409) SACRAMENTO, CA
B
11/10/2003 - 09/18/2006 E*TRADE SECURITIES LLC (CRD#:29106) RANCHO CORDOVA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.