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Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2003 - 2005 (1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)
Disclosure(s)
View By:
10/9/2017
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/1/2012

B
Minnesota 4/8/2013

B
California 10/1/2012

B
Missouri 10/1/2012

B
Colorado 10/1/2012

B
New Jersey 6/23/2014

B
Connecticut 11/10/2020

B
New Mexico 12/8/2016

B
District of Columbia 10/1/2012

B
New York 4/28/2015

B
Florida 10/1/2012

B
North Carolina 7/12/2018

B
Georgia 10/1/2012

B
Ohio 10/1/2012

B
Idaho 5/12/2021

B
Oregon 10/1/2012

B
Illinois 10/1/2012

B
Pennsylvania 10/15/2018

IA
Illinois 10/1/2012

B
Rhode Island 3/1/2019

B
Indiana 10/1/2012

B
South Carolina 10/1/2012

B
Iowa 10/1/2012

B
Tennessee 10/22/2012

B
Kansas 3/27/2019

B
Texas 10/1/2012

B
Kentucky 10/1/2012

IA
Texas 9/13/2013

B
Maryland 4/15/2019

B
Washington 5/25/2018

B
Massachusetts 10/1/2012

B
Wisconsin 7/9/2015

B
Michigan 10/1/2012

B
Wyoming 11/30/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 South Dearborn, Chicago, IL 60603
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 South Dearborn, Chicago, IL 60603
Registered with this firm since 10/1/2012

Previous Registration(s)
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IA
08/03/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
10/23/2003 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.