• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Poonam Trivedi
POONAM AMISH TRIVEDI
CRD#: 4716689
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1212 Hobson Rd
Naperville, IL 60540-8124
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (1 year)2 FIRMS2006 - 2008 (2 years)2 FIRMS2008 - 2012 (3 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BPREFERRED FINANCIAL GROUP (CRD# 45518)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 8/19/2015

B
Nebraska 4/28/2016

B
Alaska 5/30/2024

B
Nevada 8/25/2014

B
Arizona 10/1/2012

B
New Hampshire 8/1/2013

B
Arkansas 1/28/2020

B
New Jersey 10/1/2012

B
California 10/1/2012

B
New Mexico 7/7/2014

B
Colorado 10/10/2012

B
New York 10/1/2012

B
Connecticut 10/1/2012

B
North Carolina 10/1/2012

B
Delaware 5/30/2024

B
North Dakota 5/30/2024

B
District of Columbia 5/30/2024

B
Ohio 10/1/2012

B
Florida 10/1/2012

B
Oklahoma 7/11/2014

B
Georgia 10/1/2012

B
Oregon 9/6/2013

B
Hawaii 2/1/2018

B
Pennsylvania 12/22/2014

B
Idaho 5/30/2024

B
Puerto Rico 8/5/2024

B
Illinois 10/1/2012

B
Rhode Island 5/30/2024

IA
Illinois 10/1/2012

B
South Carolina 7/28/2015

B
Indiana 10/1/2012

B
South Dakota 5/30/2024

B
Iowa 10/1/2012

B
Tennessee 6/5/2014

B
Kansas 10/1/2012

B
Texas 10/1/2012

B
Kentucky 10/1/2012

IA
Texas 9/23/2013

B
Louisiana 6/13/2014

B
Utah 8/6/2014

B
Maine 5/30/2024

B
Vermont 5/30/2024

B
Maryland 9/24/2013

B
Virgin Islands 8/5/2024

B
Massachusetts 3/28/2022

B
Virginia 10/1/2012

B
Michigan 7/17/2013

B
Washington 10/1/2012

B
Minnesota 10/1/2012

B
West Virginia 5/30/2024

B
Mississippi 7/25/2013

B
Wisconsin 2/27/2013

B
Missouri 10/1/2012

B
Wyoming 6/26/2013

B
Montana 5/30/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1212 Hobson Rd, Naperville, IL 60540-8124
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1212 Hobson Rd, Naperville, IL 60540-8124
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NAPERVILLE, IL
B
07/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NAPERVILLE, IL
B
10/01/2008 - 07/11/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
10/01/2008 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) CHICAGO, IL
IA
09/27/2006 - 10/01/2008 J. P. MORGAN SECURITIES INC. (CRD#:18718) NAPERVILLE, IL
B
07/01/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) NAPERVILLE, IL
IA
12/13/2004 - 09/27/2006 JPMORGAN SECURITIES INC (CRD#:16999) CHICAGO, IL
B
11/11/2004 - 07/01/2006 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
B
10/29/2003 - 09/29/2004 PREFERRED FINANCIAL GROUP (CRD#:45518) ROCHESTER, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.