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Detailed Report
KENNETH WEBB
KENNETH TRACY WEBB JR., KENNETH TRACY WEBB, TRACE WEBB
CRD#: 4716327
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 18050 SATURN LN STE 220
HOUSTON, TX 77058
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2004 - 2013 (9 years)
License(s)

State Registrations

B
Florida 4/5/2024
IA
Texas 10/4/2013
B
Texas 9/6/2013
B
Washington 1/9/2018

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
18050 SATURN LN STE 220, HOUSTON, TX 77058
Registered with this firm since 10/4/2013
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
18050 SATURN LN STE 220, HOUSTON, TX 77058
Registered with this firm since 9/6/2013
Previous Registration(s)
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B
 01/28/2004 - 02/20/2013 FROST BROKERAGE SERVICES, INC. (CRD#:17465) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.