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Robert James Eschweiler
ROBERT J. ESCHWEILER
CRD#: 4716239
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 600 Travis St
Floor 61
Houston, TX 77002
Registration History
200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (1 year)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2008 - Present (16 years)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2006 - 2008 (2 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2004 - 2006 (1 year)BJ.P. MORGAN SECURITIES INC. (CRD# 18718)2003 - 2005 (1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2006 (1 year)
Disclosure(s)
View By:
3/12/2012
Customer Dispute
Denied
4/2/2008
Customer Dispute
Settled
3/26/2008
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 10/1/2008

B
Nebraska 10/1/2008

B
Alaska 10/1/2008

B
Nevada 10/1/2008

B
Arizona 10/1/2008

B
New Hampshire 10/1/2008

B
Arkansas 10/1/2008

B
New Jersey 10/1/2008

B
California 10/1/2008

B
New Mexico 10/1/2008

B
Colorado 10/1/2008

B
New York 10/1/2008

B
Connecticut 10/1/2008

B
North Carolina 10/1/2008

B
Delaware 10/1/2008

B
North Dakota 10/1/2008

B
District of Columbia 10/1/2008

B
Ohio 10/1/2008

B
Florida 10/1/2008

B
Oklahoma 10/1/2008

B
Georgia 10/1/2008

B
Oregon 10/1/2008

B
Hawaii 10/1/2008

B
Pennsylvania 10/1/2008

B
Idaho 10/1/2008

B
Puerto Rico 10/1/2008

B
Illinois 10/1/2008

B
Rhode Island 10/1/2008

B
Indiana 10/1/2008

B
South Carolina 10/1/2008

B
Iowa 10/1/2008

B
South Dakota 10/1/2008

B
Kansas 10/1/2008

B
Tennessee 10/1/2008

B
Kentucky 10/1/2008

B
Texas 10/1/2008

B
Louisiana 10/1/2008

IA
Texas 8/8/2023

B
Maine 10/1/2008

B
Utah 10/1/2008

B
Maryland 10/1/2008

B
Vermont 10/1/2008

B
Massachusetts 10/1/2008

B
Virgin Islands 6/1/2010

B
Michigan 10/1/2008

B
Virginia 10/1/2008

B
Minnesota 10/1/2008

B
Washington 10/1/2008

B
Mississippi 10/1/2008

B
West Virginia 10/1/2008

B
Missouri 10/1/2008

B
Wisconsin 10/1/2008

B
Montana 10/1/2008

B
Wyoming 10/1/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
600 Travis St Floor 61, Houston, TX 77002
Registered with this firm since 8/8/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
600 Travis St Floor 61, Houston, TX 77002
Registered with this firm since 10/1/2008

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/12/2006 - 10/01/2008 J.P. MORGAN SECURITIES INC. (CRD#:18718) HOUSTON, TX
IA
04/22/2005 - 05/03/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
12/17/2004 - 05/03/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
B
12/15/2003 - 01/05/2005 J.P. MORGAN SECURITIES INC. (CRD#:18718) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.