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Detailed Report
JENNIFER A FANELLI-ZASTROW
JEN FANELLI, JENNIFER A FANELLI, JENNIFER FANELLI, Jennifer Fanelli-Zastrow
CRD#: 4715276
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 Maitland, FL
CHARLES SCHWAB & CO., INC.CRD#: 5393 Maitland, FL
Registration History
20082010201220142016201820202022202420262 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BMORGAN STANLEY (CRD# 149777)2012 - 2017 (5 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2008 - 2012 (3 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2007 - 2008 (<1 year)IAMORGAN STANLEY (CRD# 149777)2015 - 2017 (1 year)
License(s)

State Registrations

B
Alabama 4/30/2021
B
Nebraska 4/30/2021
B
Alaska 4/30/2021
B
Nevada 4/30/2021
B
Arizona 4/30/2021
B
New Hampshire 4/30/2021
B
Arkansas 4/30/2021
B
New Jersey 4/30/2021
B
California 4/6/2021
B
New Mexico 4/30/2021
B
Colorado 4/30/2021
B
New York 4/30/2021
B
Connecticut 4/30/2021
B
North Carolina 4/30/2021
B
Delaware 4/30/2021
B
North Dakota 4/30/2021
B
District of Columbia 4/30/2021
B
Ohio 5/3/2021
B
Florida 4/6/2021
B
Oklahoma 4/30/2021
IA
Florida 4/20/2021
B
Oregon 4/30/2021
B
Georgia 4/30/2021
B
Pennsylvania 4/30/2021
B
Hawaii 4/30/2021
B
Puerto Rico 4/30/2021
B
Idaho 4/30/2021
B
Rhode Island 4/30/2021
B
Illinois 4/30/2021
B
South Carolina 4/30/2021
B
Indiana 4/30/2021
B
South Dakota 4/30/2021
B
Iowa 4/30/2021
B
Tennessee 4/30/2021
B
Kansas 4/30/2021
B
Texas 4/30/2021
B
Kentucky 4/30/2021
IA
Texas 1/4/2022
B
Louisiana 4/30/2021
B
Utah 4/30/2021
B
Maine 4/30/2021
B
Vermont 4/30/2021
B
Maryland 4/30/2021
B
Virgin Islands 4/30/2021
B
Massachusetts 4/30/2021
B
Virginia 4/30/2021
B
Michigan 4/30/2021
B
Washington 4/30/2021
B
Minnesota 4/30/2021
B
West Virginia 4/30/2021
B
Mississippi 4/30/2021
B
Wisconsin 4/30/2021
B
Missouri 4/30/2021
B
Wyoming 4/30/2021
B
Montana 4/30/2021

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
Maitland, FL
Registered with this firm since 4/20/2021
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Maitland, FL
Registered with this firm since 4/6/2021
Previous Registration(s)
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IA
 08/24/2017 - 03/30/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Winter Park, FL
B
 08/23/2017 - 03/30/2021 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) Winter Park, FL
IA
 09/02/2015 - 07/10/2017 MORGAN STANLEY (CRD#:149777) WINTER PARK, FL
B
 04/12/2012 - 07/10/2017 MORGAN STANLEY (CRD#:149777) WINTER PARK, FL
B
 05/14/2008 - 04/03/2012 UBS FINANCIAL SERVICES INC. (CRD#:8174) RENO, NV
B
 07/18/2007 - 05/05/2008 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) RENO, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.