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JESSE MICHAEL THARP
Michael Tharp
CRD#: 4714949
IA
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FIRST HORIZON ADVISORS, INCCRD#: 17117 1032 WEST 1ST NORTH STREET
MORRISTOWN, TN 37814
MORRISTOWN, TN 37814
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Disclosures
19
Years of Experience
View By:
State Registrations
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Alabama 1/3/2018
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Maryland 5/23/2013
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Arizona 4/20/2020
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Missouri 7/18/2011
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Arkansas 12/21/2022
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New York 7/13/2022
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California 9/11/2019
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North Carolina 12/22/2009
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Florida 9/8/2011
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Ohio 9/22/2017
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Georgia 9/28/2012
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South Carolina 6/30/2015
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Illinois 9/14/2012
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Tennessee 3/11/2009
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Indiana 1/6/2017
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Tennessee 10/10/2013
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Kansas 9/14/2021
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Texas 10/12/2016
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Kentucky 1/10/2013
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Virginia 7/18/2017
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Louisiana 4/29/2019
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Washington 8/25/2022
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Louisiana 4/29/2019
SRO Registrations
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Registered with this firm since 10/10/2013
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Registered with this firm since 3/11/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/31/2009 - 10/10/2013 | MEMPHIS, TN | |
IA | 03/11/2009 - 03/30/2012 | DANDRIDGE, TN | |
IA | 05/16/2005 - 11/01/2007 | NEW YORK, NY | |
B | 04/20/2005 - 11/01/2007 | NEW YORK, NY | |
IA | 06/23/2004 - 11/05/2004 | JOHNSON CITY, TN | |
B | 06/16/2004 - 11/05/2004 | MEMPHIS, TN | |
IA | 02/27/2004 - 05/26/2004 | KNOXVILLE, TN | |
B | 12/03/2003 - 05/26/2004 | MINNEAPOLIS, MN | |
B | 12/03/2003 - 05/26/2004 | MINNEAPOLIS, MN |
MEMPHIS, TN
03/31/2009 - 10/10/2013
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.