• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JOHN FRANKLIN HARRIS
CRD#: 4714168
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 OMAHA, NE
Registration History
200620082010201220142016201820202022202420262 FIRMS2005 - 2009 (3 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2016 (5 years)2 FIRMS2016 - 2024 (8 years)2 FIRMS2024 - Present (<1 year)BAMERITRADE, INC. (CRD# 5633)2005 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Nebraska 6/14/2024

B
California 6/14/2024

IA
Nebraska 6/14/2024

B
Colorado 6/14/2024

B
New York 6/14/2024

B
Florida 6/14/2024

B
Oklahoma 6/14/2024

B
Illinois 6/14/2024

B
Oregon 6/14/2024

B
Indiana 6/14/2024

B
Virginia 6/14/2024

B
Iowa 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
OMAHA, NE
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
OMAHA, NE
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/27/2016 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
04/26/2016 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
IA
03/04/2011 - 04/27/2016 METLIFE SECURITIES INC. (CRD#:14251) OMAHA, NE
B
02/17/2011 - 04/27/2016 METLIFE SECURITIES INC. (CRD#:14251) OMAHA, NE
IA
10/05/2009 - 03/03/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OMAHA, NE
B
10/05/2009 - 03/03/2011 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) OMAHA, NE
IA
05/15/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) OMAHA, NE
B
05/04/2009 - 10/05/2009 AMERIPRISE ADVISOR SERVICES, INC. (CRD#:5979) OMAHA, NE
IA
12/07/2005 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) OMAHA, NE
B
12/02/2005 - 05/13/2009 UBS FINANCIAL SERVICES INC. (CRD#:8174) OMAHA, NE
B
06/22/2005 - 11/08/2005 AMERITRADE, INC. (CRD#:5633) OMAHA, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.