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WENDY ANNE HOSNER
WENDY A CARTER, WENDY ANNE CARTER, WENDY ANNE WORTHAM
CRD#: 4713563
IA
Investment Adviser
B
Broker
LEVEL FOUR ADVISORY SERVICESCRD#: 134086 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
LEVEL FOUR FINANCIAL, LLCCRD#: 25700 12400 COIT ROAD
SUITE 700
DALLAS, TX 75251
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2005 - 2017 (12 years)BMORGAN STANLEY DW INC. (CRD# 7556)2004 - 2005 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2017 (7 years)
License(s)

State Registrations

B
Texas 2/24/2022

IA
Texas 2/24/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LEVEL FOUR ADVISORY SERVICES (CRD#:134086)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 2/24/2022

B
LEVEL FOUR FINANCIAL, LLC (CRD#:25700)
12400 COIT ROAD SUITE 700, DALLAS, TX 75251
Registered with this firm since 2/24/2022

Previous Registration(s)
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IA
03/17/2017 - 02/17/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SOUTHLAKE, TX
B
03/17/2017 - 02/17/2022 AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363) SOUTHLAKE, TX
IA
10/19/2009 - 03/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SOUTHLAKE, TX
B
01/31/2005 - 03/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SOUTHLAKE, TX
B
12/08/2004 - 02/01/2005 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.