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Detailed Report
DEIRDRE MICHELLE FLAHERTY
CRD#: 4713410
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 MISSOULA, MT
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSAGEPOINT FINANCIAL, INC. (CRD# 133763)2008 - 2023 (14 years)BAMERICAN GENERAL SECURITIES IN... (CRD# 13626)2003 - 2008 (5 years)IASAGEPOINT FINANCIAL, INC. (CRD# 133763)2013 - 2023 (10 years)
License(s)

State Registrations

B
Arizona 9/1/2023
IA
Montana 9/1/2023
B
California 9/1/2023
B
Nevada 9/1/2023
B
Colorado 9/1/2023
B
New York 9/1/2023
B
District of Columbia 9/1/2023
B
North Dakota 9/1/2023
B
Florida 9/1/2023
B
Oregon 9/1/2023
B
Hawaii 8/28/2024
B
Pennsylvania 9/1/2023
B
Idaho 9/1/2023
B
South Dakota 9/1/2023
B
Iowa 9/1/2023
B
Texas 9/1/2023
B
Kansas 9/1/2023
B
Utah 9/1/2023
B
Maryland 9/1/2023
B
Vermont 9/1/2023
B
Missouri 9/1/2023
B
Virginia 9/1/2023
B
Montana 9/1/2023
B
Washington 9/1/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
MISSOULA, MT
Registered with this firm since 9/1/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
MISSOULA, MT
Registered with this firm since 9/1/2023
Previous Registration(s)
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IA
 07/12/2013 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MISSOULA, MT
B
 10/31/2008 - 09/01/2023 SAGEPOINT FINANCIAL, INC. (CRD#:133763) MISSOULA, MT
B
 10/21/2003 - 10/31/2008 AMERICAN GENERAL SECURITIES INCORPORATED (CRD#:13626) MISSOULA, MT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.