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HOAI VIET BUI
HOWARD VIET BUI
CRD#: 4712591
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 7950 WESTMINSTER BLVD
WESTMINSTER, CA 92683
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2007 - Present (18 years)BATLAS SECURITIES, LLC (CRD# 20991)2003 - 2007 (3 years)
License(s)

State Registrations

B
Arizona 2/12/2020

B
Kansas 9/10/2019

B
California 2/1/2007

B
Nevada 11/28/2017

IA
California 2/1/2007

B
Texas 8/3/2012

B
Georgia 6/8/2017

IA
Texas 8/6/2012

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
7950 WESTMINSTER BLVD, WESTMINSTER, CA 92683
16025 BROOKHURST ST, FOUNTAIN VALLEY, CA 92708
Registered with this firm since 2/1/2007

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
7950 WESTMINSTER BLVD, WESTMINSTER, CA 92683
16025 BROOKHURST ST, FOUNTAIN VALLEY, CA 92708
Registered with this firm since 2/1/2007

Previous Registration(s)
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B
10/03/2003 - 02/01/2007 ATLAS SECURITIES, LLC (CRD#:20991) VILLA PARK, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.