Individual Firm
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JEAN BERNARD JOSEPH ROGER BURCKETT ST LAURENT
JEAN BERNARD JOSEPH ROGER BURCKETT-ST. LAURENT
CRD#: 4711250
IA
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EXENCIAL WEALTH ADVISORSCRD#: 130475 13801 Reese Boulevard
Suite 155
Huntersville, NC 28078
Suite 155
Huntersville, NC 28078
0
Disclosures
18
Years of Experience
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State Registrations
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North Carolina 6/9/2020
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Oklahoma 6/9/2020
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Registered with this firm since 6/9/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/13/2019 - 07/10/2020 | HUNTERSVILLE, NC | |
B | 01/31/2011 - 11/27/2017 | SAN FRANCISCO, CA | |
B | 09/09/2009 - 03/29/2010 | NEW YORK, NY | |
B | 05/11/2007 - 11/16/2009 | NEW YORK, NY | |
B | 05/11/2007 - 06/09/2008 | NEW YORK, NY | |
B | 10/06/2006 - 02/09/2007 | NEW YORK, NY | |
B | 01/13/2005 - 10/06/2006 | RUMSON, NJ | |
B | 01/16/2004 - 06/02/2005 | NEW YORK, NY | |
B | 09/26/2003 - 11/12/2004 | CHICAGO, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.