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THOMAS A LUCASH
Thomas Lucash
CRD#: 4710777
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 16020 W BLUEMOUND ROAD
FOUNTAIN SQUARE PLAZA
BROOKFIELD, WI 53005
FOUNTAIN SQUARE PLAZA
BROOKFIELD, WI 53005
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 11721 N PORT WASHINGTON RD
STE 100
MEQUON, WI 53092
STE 100
MEQUON, WI 53092
0
Disclosures
20
Years of Experience
View By:
State Registrations
B
Alabama 1/18/2024
B
Minnesota 1/3/2020
B
Alaska 1/3/2020
B
Mississippi 9/29/2023
B
Arizona 1/30/2019
B
Nevada 1/6/2020
B
California 11/8/2019
B
New York 1/18/2023
B
Colorado 3/4/2022
B
North Carolina 8/8/2020
B
Connecticut 6/8/2020
B
Ohio 8/9/2020
B
Florida 1/30/2019
B
South Carolina 8/8/2020
B
Georgia 1/3/2020
B
Tennessee 10/9/2020
B
Hawaii 6/2/2020
IA
Texas 2/18/2020
B
Idaho 2/28/2024
B
Texas 12/10/2020
B
Illinois 1/30/2019
B
Utah 3/25/2023
B
Maryland 2/12/2021
B
Washington 3/25/2023
B
Massachusetts 3/25/2023
B
Wisconsin 1/30/2019
B
Michigan 1/30/2019
IA
Wisconsin 1/31/2019
SRO Registrations
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 1/31/2019
B
Registered with this firm since 1/30/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/13/2010 - 12/06/2018 | Plymouth, WI | |
B | 07/18/2005 - 12/06/2018 | PARSIPPANY, NJ | |
IA | 07/18/2005 - 01/13/2010 | NEW YORK, NY | |
IA | 01/05/2004 - 10/29/2004 | WARREN, NJ | |
B | 12/05/2003 - 10/29/2004 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.