Individual Firm
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ANDREW ROBERT GREEN
CRD#: 4710471
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 Waco, TX
0
Disclosures
21
Years of Experience
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State Registrations
B
Alaska 3/31/2006
B
Minnesota 3/31/2006
B
Arizona 3/31/2006
B
Montana 3/31/2006
B
California 3/31/2006
B
Nevada 3/17/2025
B
Colorado 3/9/2006
B
New Mexico 3/31/2006
B
District of Columbia 3/9/2006
B
New York 3/31/2006
B
Florida 3/9/2006
B
Ohio 3/17/2025
B
Georgia 3/31/2006
B
Oregon 3/31/2006
B
Idaho 3/31/2006
B
Texas 3/31/2006
B
Indiana 6/20/2024
IA
Texas 7/31/2024
B
Maryland 3/9/2006
B
Vermont 3/9/2006
B
Massachusetts 3/31/2006
B
Washington 3/31/2006
SRO Registrations
B
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IA
Registered with this firm since 10/19/2007
B
Registered with this firm since 3/9/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 08/26/2004 - 03/06/2006 | NEW YORK, NY | |
B | 09/26/2003 - 02/02/2004 | LOS ANGELES, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.