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SERGIO BURZOTTA
CRD#: 4709363
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 3200 SW 34TH AVE STE 101
PADDOCK PARK BLDG 100
OCALA, FL 34474
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2006 - 2008 (1 year)2 FIRMS2008 - Present (17 years)BADVEST, INC. (CRD# 10)2004 - 2006 (1 year)
License(s)

State Registrations

B
Alaska 3/22/2022

B
Mississippi 8/8/2018

B
California 2/2/2023

B
Missouri 2/15/2008

B
Colorado 11/8/2018

B
Nevada 5/22/2017

B
Connecticut 11/25/2008

B
New Hampshire 10/28/2019

IA
Connecticut 2/8/2011

B
New Jersey 2/15/2008

B
Delaware 12/21/2021

B
New York 2/15/2008

B
Florida 2/15/2008

B
North Carolina 11/25/2008

IA
Florida 2/19/2008

B
Pennsylvania 2/15/2008

B
Georgia 2/15/2008

B
South Carolina 7/1/2008

B
Illinois 2/15/2008

B
Tennessee 11/25/2008

B
Indiana 2/15/2008

B
Texas 11/25/2008

B
Kentucky 4/1/2020

IA
Texas 2/16/2011

B
Maine 2/11/2020

B
Virginia 11/25/2008

B
Maryland 11/30/2021

B
Washington 10/24/2019

B
Massachusetts 6/13/2008

B
Wisconsin 4/30/2012

B
Michigan 8/25/2010

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
3200 SW 34TH AVE STE 101 PADDOCK PARK BLDG 100, OCALA, FL 34474
OCALA, FL
Registered with this firm since 2/19/2008

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
3200 SW 34TH AVE STE 101 PADDOCK PARK BLDG 100, OCALA, FL 34474
OCALA, FL
Registered with this firm since 2/15/2008

Previous Registration(s)
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IA
08/09/2006 - 02/19/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OCALA, FL
B
03/08/2006 - 02/19/2008 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) OCALA, FL
B
04/14/2004 - 03/08/2006 ADVEST, INC. (CRD#:10) HARTFORD, CT
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.