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Candace D Falsetto
CANDACE DANIELE FALSETTO, CANDACE DANIELE VASSILLION, CANDY DANIELE VASSILLION
CRD#: 4709201
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Ave
Floor 33
Miami, FL 33131
Registration History
200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (<1 year)BTRIAD ADVISORS, INC. (CRD# 25803)2006 - 2006 (<1 year)BSOUTHTRUST SECURITIES, INC. (CRD# 17922)2003 - 2004 (<1 year)
License(s)

State Registrations

B
California 1/31/2025

B
Florida 12/12/2023

IA
Florida 2/7/2023

IA
Texas 1/31/2025

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 2/7/2023

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 12/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
11/10/2020 - 01/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
01/03/2006 - 03/31/2006 TRIAD ADVISORS, INC. (CRD#:25803) BOCA RATON, FL
B
10/29/2003 - 01/20/2004 SOUTHTRUST SECURITIES, INC. (CRD#:17922) BIRMINGHAM, AL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.