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Detailed Report
Candace D Falsetto
CANDACE DANIELE FALSETTO, CANDACE DANIELE VASSILLION, CANDY DANIELE VASSILLION
CRD#: 4709201
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1450 Brickell Ave
Floor 33
Miami, FL 33131
Registration History
200420062008201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2023 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - 2021 (<1 year)BTRIAD ADVISORS, INC. (CRD# 25803)2006 - 2006 (<1 year)BSOUTHTRUST SECURITIES, INC. (CRD# 17922)2003 - 2004 (<1 year)
License(s)

State Registrations

B
California 1/31/2025
B
Florida 12/12/2023
IA
Florida 2/7/2023
IA
Texas 1/31/2025

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 2/7/2023
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1450 Brickell Ave Floor 33, Miami, FL 33131
Registered with this firm since 12/9/2021
Previous Registration(s)
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B
 11/10/2020 - 01/22/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MIAMI, FL
B
 01/03/2006 - 03/31/2006 TRIAD ADVISORS, INC. (CRD#:25803) BOCA RATON, FL
B
 10/29/2003 - 01/20/2004 SOUTHTRUST SECURITIES, INC. (CRD#:17922) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.