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Detailed Report
CARLOS JOSE BIGOTT
CARLOS JOSE BIGOTT LOPEZ
CRD#: 4709189
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 201 ALHAMBRA CIRCLE
CORAL GABLES, FL 33134
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 201 ALHAMBRA CIR
FL 14
CORAL GABLES, FL 33134
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2016 (7 years)2 FIRMS2016 - 2023 (7 years)2 FIRMS2023 - Present (1 year)BLEHMAN BROTHERS INC. (CRD# 7506)2008 - 2008 (<1 year)BWACHOVIA CAPITAL MARKETS, LLC (CRD# 126292)2003 - 2008 (4 years)
License(s)

State Registrations

B
California 10/16/2023
B
New Jersey 10/16/2023
B
Colorado 10/16/2023
B
New York 10/16/2023
B
Delaware 10/16/2023
B
North Carolina 10/16/2023
B
District of Columbia 10/16/2023
B
North Dakota 10/16/2023
B
Florida 10/16/2023
B
Ohio 10/17/2023
IA
Florida 10/23/2023
B
Pennsylvania 10/16/2023
B
Georgia 10/16/2023
B
South Carolina 10/16/2023
B
Illinois 10/16/2023
B
South Dakota 10/16/2023
B
Maryland 1/16/2025
B
Texas 10/16/2023
B
Massachusetts 10/16/2023
B
Washington 10/16/2023
B
Michigan 10/16/2023
B
Wyoming 10/16/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
201 ALHAMBRA CIRCLE, CORAL GABLES, FL 33134
Registered with this firm since 10/23/2023
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
201 ALHAMBRA CIR FL 14, CORAL GABLES, FL 33134
PINECREST, FL
Registered with this firm since 10/16/2023
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/28/2016 - 10/18/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
B
 04/25/2016 - 10/18/2023 MORGAN STANLEY (CRD#:149777) Miami, FL
IA
 12/23/2008 - 05/10/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) MIAMI, FL
B
 09/18/2008 - 05/10/2016 CREDIT SUISSE SECURITIES (USA) LLC (CRD#:816) MIAMI, FL
B
 04/22/2008 - 09/24/2008 LEHMAN BROTHERS INC. (CRD#:7506) MIAMI, FL
B
 10/17/2003 - 04/23/2008 WACHOVIA CAPITAL MARKETS, LLC (CRD#:126292) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.