Individual Firm
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KIMBERLY GAYE MATTHEWS
KIMBERLY GAYE MATTHEWS, KIMBERLY GAYE SCOTT, KIMBERLY GAYE WHITE
CRD#: 4709021
IA
B
SUMMIT GLOBAL INVESTMENTS, LLCCRD#: 157091 Temecula, CA
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12/19/2019
Judgment / Lien
3/18/2015
Judgment / Lien
State Registrations
IA
California 11/12/2024
IA
Registered with this firm since 11/12/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/06/2012 - 12/31/2023 | Alpharetta, GA | |
B | 01/06/2012 - 12/31/2023 | Alpharetta, GA | |
IA | 01/19/2011 - 01/06/2012 | CHINO, CA | |
B | 03/05/2004 - 01/06/2012 | CHINO, CA |
CHINO, CA
01/19/2011 - 01/06/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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