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Yago Gonzalez
YAGO GONZALES
CRD#: 4708673
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 4300 MUNSON ST NW
GWIM CHIEF INVESTMENT OFFICE (CIO)
CANTON, OH 44718
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2006 (2 years)2 FIRMS2006 - Present (18 years)
License(s)

State Registrations

B
Alabama 1/14/2014

B
Nevada 1/14/2014

B
Alaska 1/14/2014

B
New Hampshire 1/14/2014

B
Arizona 1/14/2014

B
New Jersey 4/19/2006

B
Arkansas 1/14/2014

IA
New Jersey 12/11/2006

B
California 1/14/2014

B
New Mexico 1/14/2014

B
Colorado 1/14/2014

B
New York 1/14/2014

B
Connecticut 1/14/2014

B
North Carolina 1/14/2014

B
Delaware 1/14/2014

B
North Dakota 1/14/2014

B
District of Columbia 1/14/2014

B
Ohio 7/13/2010

B
Florida 1/14/2014

IA
Ohio 8/25/2011

B
Georgia 1/14/2014

B
Oklahoma 1/14/2014

B
Hawaii 1/14/2014

B
Oregon 1/14/2014

B
Idaho 1/14/2014

B
Pennsylvania 1/14/2014

B
Illinois 1/14/2014

B
Puerto Rico 1/14/2014

B
Indiana 1/14/2014

B
Rhode Island 1/14/2014

B
Iowa 1/14/2014

B
South Carolina 1/14/2014

B
Kansas 1/14/2014

B
South Dakota 1/14/2014

B
Kentucky 1/14/2014

B
Tennessee 1/14/2014

B
Louisiana 1/14/2014

B
Texas 1/14/2014

B
Maine 1/14/2014

IA
Texas 2/20/2014

B
Maryland 1/14/2014

B
Utah 1/14/2014

B
Massachusetts 1/14/2014

B
Vermont 1/14/2014

B
Michigan 1/14/2014

B
Virgin Islands 1/14/2014

B
Minnesota 1/14/2014

B
Virginia 1/14/2014

B
Mississippi 1/14/2014

B
Washington 1/14/2014

B
Missouri 1/14/2014

B
West Virginia 1/14/2014

B
Montana 1/14/2014

B
Wisconsin 1/14/2014

B
Nebraska 1/14/2014

B
Wyoming 1/14/2014

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4300 MUNSON ST NW GWIM CHIEF INVESTMENT OFFICE (CIO), CANTON, OH 44718
Registered with this firm since 12/11/2006

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
4300 MUNSON ST NW GWIM CHIEF INVESTMENT OFFICE (CIO), CANTON, OH 44718
Registered with this firm since 4/19/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/14/2004 - 03/23/2006 ICBA SECURITIES (CRD#:24088) NEW YORK, NY
B
01/14/2004 - 03/23/2006 VINING SPARKS (CRD#:27502) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.