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Detailed Report
Suzanne Elizabeth Markus
SUZANNE ELIZABETH HEWLETT
CRD#: 4707401
IA
Investment Adviser
B
Broker
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 Germantown, IL
Registration History
2018201920202021202220232024202520262 FIRMS2022 - Present (3 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2020 - 2022 (1 year)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2018 - 2020 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2021 - 2022 (<1 year)
License(s)

State Registrations

B
Illinois 3/15/2022
B
Missouri 3/15/2022
IA
Illinois 3/15/2022
IA
Missouri 3/15/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
BENJAMIN F. EDWARDS & COMPANY, INC. (CRD#:146936)
Germantown, IL
ONE NORTH BRENTWOOD BLVD, SUITE 850, ST. LOUIS, MO 63105
Registered with this firm since 3/15/2022
IA
BENJAMIN F. EDWARDS & COMPANY, INCORPORATED (CRD#:146936)
Germantown, IL
ONE NORTH BRENTWOOD BOULEVARD SUITE 850, ST. LOUIS, MO 63105
Registered with this firm since 3/15/2022
Previous Registration(s)
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IA
 08/23/2021 - 03/22/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) Clayton, MO
B
 06/03/2020 - 03/22/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) Clayton, MO
B
 08/21/2018 - 06/12/2020 UBS FINANCIAL SERVICES INC. (CRD#:8174) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.