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JOEL EARL ARCHER
CRD#: 4706959
IA
Investment Adviser
B
Broker
INDEPENDENT FINANCIAL GROUP, LLCCRD#: 7717 3301 WATT AVE.
STE. 300
SACRAMENTO, CA 95821
Registration History
199019952000200520102015202020252 FIRMS2019 - Present (5 years)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2010 - 2019 (8 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2008 - 2010 (1 year)BEDWARD JONES (CRD# 250)2003 - 2008 (4 years)
Disclosure(s)
View By:
6/21/2016
Customer Dispute
Settled
8/17/1990
Criminal
Final Disposition
License(s)

State Registrations

B
Arizona 6/14/2019

B
Oregon 1/16/2019

B
California 1/16/2019

B
Texas 9/2/2021

IA
California 4/17/2019

IA
Texas 9/2/2021

B
Colorado 2/5/2019

B
Virginia 12/11/2023

B
Georgia 1/16/2019

B
Washington 5/6/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
3301 WATT AVE. STE. 300, SACRAMENTO, CA 95821
Registered with this firm since 4/17/2019

B
INDEPENDENT FINANCIAL GROUP, LLC (CRD#:7717)
3301 WATT AVE. STE. 300, SACRAMENTO, CA 95821
Registered with this firm since 1/16/2019

Previous Registration(s)
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B
02/25/2010 - 01/23/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) ARDEN ARCADE, CA
B
11/18/2008 - 03/04/2010 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) SACRAMENTO, CA
B
12/12/2003 - 09/23/2008 EDWARD JONES (CRD#:250) SACRAMENTO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.