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Detailed Report
JAMES EDWARD PYLES
CRD#: 4706937
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 23 BELLWETHER WAY STE 200
BELLINGHAM, WA 98225
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2008 (4 years)2 FIRMS2008 - Present (17 years)
License(s)

State Registrations

B
Arizona 1/1/2008
B
New Mexico 1/1/2008
B
California 1/1/2008
B
North Carolina 2/19/2021
B
Colorado 9/29/2014
B
Oregon 9/29/2014
B
Connecticut 8/31/2018
B
Pennsylvania 1/3/2012
B
Florida 8/29/2022
B
Tennessee 6/4/2014
B
Idaho 3/28/2012
B
Texas 7/25/2022
B
Missouri 9/10/2020
B
Washington 1/1/2008
B
Montana 11/17/2017
IA
Washington 1/1/2008

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
23 BELLWETHER WAY STE 200, BELLINGHAM, WA 98225
Registered with this firm since 1/1/2008
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
23 BELLWETHER WAY STE 200, BELLINGHAM, WA 98225
Registered with this firm since 1/1/2008
Previous Registration(s)
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B
 11/12/2003 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BELLINGHAM, WA
IA
 11/21/2003 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BELLINGHAM, WA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.