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Detailed Report
TOEANZAR MARKQUACK NORMENT
TOEANZAR MARKQUACK ANDERSON
CRD#: 4706478
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 5 Concourse Parkway
Suite 2000
Atlanta, GA 30328
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - Present (2 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2004 - 2011 (6 years)BAMVESCAP SERVICES, INC. (CRD# 14007)2004 - 2004 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2007 - 2011 (3 years)
Disclosure(s)
View By:
2/22/2024
Judgment / Lien
11/14/2018
Judgment / Lien
License(s)

State Registrations

B
Alabama 10/13/2022
B
Nebraska 10/11/2022
B
Alaska 10/11/2022
B
Nevada 10/18/2022
B
Arizona 10/21/2022
B
New Hampshire 10/13/2022
B
Arkansas 11/9/2022
B
New Jersey 10/12/2022
B
California 10/7/2022
B
New Mexico 10/11/2022
B
Colorado 10/12/2022
B
New York 10/11/2022
B
Connecticut 10/7/2022
B
North Carolina 10/13/2022
B
Delaware 10/17/2022
B
North Dakota 10/11/2022
B
District of Columbia 10/17/2022
B
Ohio 10/7/2022
B
Florida 10/7/2022
B
Oklahoma 10/24/2022
B
Georgia 10/11/2022
B
Oregon 11/8/2022
IA
Georgia 10/11/2022
B
Pennsylvania 10/7/2022
B
Hawaii 1/3/2023
B
Puerto Rico 10/14/2022
B
Idaho 10/7/2022
B
Rhode Island 10/19/2022
B
Illinois 10/24/2022
B
South Carolina 10/11/2022
B
Indiana 10/11/2022
B
South Dakota 10/11/2022
B
Iowa 10/10/2022
B
Tennessee 10/13/2022
B
Kansas 10/11/2022
IA
Texas 9/21/2022
B
Kentucky 10/19/2022
B
Texas 10/7/2022
B
Louisiana 10/12/2022
B
Utah 10/11/2022
B
Maine 10/11/2022
B
Vermont 10/11/2022
B
Maryland 10/19/2022
B
Virgin Islands 10/17/2022
B
Massachusetts 10/31/2022
B
Virginia 10/11/2022
B
Michigan 11/17/2022
B
Washington 11/23/2022
B
Minnesota 10/11/2022
B
West Virginia 10/17/2022
B
Mississippi 10/12/2022
B
Wisconsin 10/7/2022
B
Missouri 10/7/2022
B
Wyoming 10/13/2022
B
Montana 10/7/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Atlanta, GA
Registered with this firm since 10/6/2022
IA
MORGAN STANLEY (CRD#:149777)
5 Concourse Parkway Suite 2000, Atlanta, GA 30328
Atlanta, GA
Registered with this firm since 9/21/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/18/2012 - 09/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
 10/18/2012 - 09/14/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
 02/07/2012 - 10/09/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
B
 02/06/2012 - 10/09/2012 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) ATLANTA, GA
IA
 12/21/2007 - 10/06/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
B
 11/04/2004 - 10/06/2011 WELLS FARGO ADVISORS, LLC (CRD#:19616) ATLANTA, GA
B
 04/23/2004 - 10/25/2004 AMVESCAP SERVICES, INC. (CRD#:14007) ATLANTA, GA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.