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Detailed Report
MARK THOMAS MANLEY
CRD#: 4706343
IA
Investment Adviser
B
Broker
ALLSTATE FINANCIAL ADVISORS, LLCCRD#: 109524 151 N 8th St Ste 450
Lincoln, NE 68508-1380
ALLSTATE FINANCIAL SERVICES, LLCCRD#: 18272 151 N 8th St Ste 450
Lincoln, NE 68508-1316
Registration History
200620082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BNYLIFE SECURITIES LLC (CRD# 5167)2006 - 2013 (6 years)
License(s)

State Registrations

B
Texas 7/17/2013
IA
Texas 7/17/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272)
151 N 8th St Ste 450, Lincoln, NE 68508-1316
Rosenberg, TX
Registered with this firm since 7/17/2013
IA
ALLSTATE FINANCIAL ADVISORS, LLC (CRD#:109524)
151 N 8th St Ste 450, Lincoln, NE 68508-1380
Registered with this firm since 7/17/2013
Previous Registration(s)
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B
 10/31/2006 - 07/08/2013 NYLIFE SECURITIES LLC (CRD#:5167) EL PASO, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.