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Detailed Report
MICHAEL LEE HALL
MIKE L. HALL
CRD#: 4706236
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 216 FOOTHILLS MALL DR
MARYVILLE, TN 37801
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 3416 S RIVER RD
PIGEON FORGE, TN 37863
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (<1 year)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2021 - Present (4 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2006 - 2014 (7 years)BEDWARD JONES (CRD# 250)2004 - 2005 (1 year)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2009 - 2014 (5 years)IARAYMOND JAMES FINANCIAL SERVICES (CRD# 6694)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 4/15/2021
B
Missouri 2/16/2024
B
Colorado 1/31/2023
B
New York 8/25/2022
B
Connecticut 2/17/2021
B
North Carolina 2/17/2021
B
Delaware 2/17/2021
B
Ohio 5/11/2021
B
Florida 2/17/2021
B
Oklahoma 4/14/2023
B
Georgia 2/17/2021
B
Pennsylvania 2/17/2021
B
Illinois 8/17/2023
B
South Carolina 5/10/2021
B
Indiana 2/17/2021
B
Tennessee 2/17/2021
B
Kentucky 2/17/2021
IA
Tennessee 2/17/2021
B
Maine 2/17/2021
B
Texas 12/1/2022
B
Maryland 2/17/2021
IA
Texas 1/9/2023
B
Michigan 2/17/2021
B
Virginia 2/17/2021
B
Minnesota 8/17/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
3416 S RIVER RD, PIGEON FORGE, TN 37863
858 HIGHWAY 92 S, DANDRIDGE, TN 37725
Registered with this firm since 2/17/2021
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
216 FOOTHILLS MALL DR, MARYVILLE, TN 37801
Registered with this firm since 2/17/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 01/02/2018 - 02/17/2021 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 08/11/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) SEVIERVILLE, TN
B
 08/11/2014 - 01/02/2018 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) SEVIERVILLE, TN
IA
 01/02/2009 - 01/23/2014 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) KNOXVILLE, TN
B
 12/11/2006 - 01/23/2014 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) KNOXVILLE, TN
IA
 06/03/2008 - 01/02/2009 RAYMOND JAMES FINANCIAL SERVICES (CRD#:6694) KNOXVILLE, TN
B
 03/29/2004 - 04/28/2005 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 12/03/2003 - 02/18/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 12/03/2003 - 02/18/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.