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Jeffrey Luftig
JEFF LUFTIG, JEFFREY S LUFTIG, Jeffrey Scot Luftig, Jeffrey Scott Luftig
CRD#: 4706195
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 8181 Communications Pkwy, Bldg A
Plano, TX 75024
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2013 - 2016 (3 years)2 FIRMS2017 - 2017 (<1 year)2 FIRMS2018 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2003 - 2012 (9 years)IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2005 - 2012 (7 years)
Disclosure(s)
View By:
12/2/2019
Financial
Final
License(s)

State Registrations

B
Alabama 1/9/2019

B
Nebraska 1/9/2019

B
Alaska 1/9/2019

B
Nevada 1/9/2019

B
Arizona 1/9/2019

B
New Hampshire 1/9/2019

B
Arkansas 1/9/2019

B
New Jersey 1/9/2019

B
California 1/9/2019

B
New Mexico 1/9/2019

B
Colorado 1/9/2019

B
New York 1/9/2019

B
Connecticut 1/9/2019

B
North Carolina 1/9/2019

B
Delaware 1/9/2019

B
North Dakota 1/9/2019

B
District of Columbia 1/9/2019

B
Ohio 1/9/2019

B
Florida 1/9/2019

B
Oklahoma 1/9/2019

B
Georgia 1/9/2019

B
Oregon 1/9/2019

B
Hawaii 1/9/2019

B
Pennsylvania 1/9/2019

B
Idaho 1/9/2019

B
Puerto Rico 1/9/2019

B
Illinois 1/9/2019

B
Rhode Island 1/9/2019

B
Indiana 1/9/2019

B
South Carolina 1/9/2019

B
Iowa 1/9/2019

B
South Dakota 1/9/2019

B
Kansas 1/9/2019

B
Tennessee 1/9/2019

B
Kentucky 1/9/2019

B
Texas 5/25/2018

B
Louisiana 1/9/2019

IA
Texas 5/25/2018

B
Maine 1/9/2019

B
Utah 1/9/2019

B
Maryland 1/9/2019

B
Vermont 1/9/2019

B
Massachusetts 1/9/2019

B
Virgin Islands 1/9/2019

B
Michigan 1/9/2019

B
Virginia 1/9/2019

B
Minnesota 1/9/2019

B
Washington 1/9/2019

B
Mississippi 1/9/2019

B
West Virginia 1/9/2019

B
Missouri 1/9/2019

B
Wisconsin 1/9/2019

B
Montana 1/9/2019

B
Wyoming 1/9/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, Bldg A, Plano, TX 75024
Dallas, TX
Registered with this firm since 5/25/2018

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
8181 Communications Pkwy, Bldg A, Plano, TX 75024
Dallas, TX
Registered with this firm since 5/25/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/08/2018 - 06/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
B
01/08/2018 - 06/05/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DALLAS, TX
IA
01/18/2017 - 12/07/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) DALLAS, TX
B
01/13/2017 - 12/07/2017 MML INVESTORS SERVICES, LLC (CRD#:10409) DALLAS, TX
IA
07/24/2013 - 07/22/2016 PARK AVENUE SECURITIES LLC (CRD#:46173) AUSTIN, TX
B
07/05/2013 - 07/22/2016 PARK AVENUE SECURITIES LLC (CRD#:46173) AUSTIN, TX
IA
09/13/2005 - 10/02/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) AUSTIN, TX
B
09/29/2003 - 10/02/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) AUSTIN, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.