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Detailed Report
Adam Underhill
Adam Coble Underhill
CRD#: 4704632
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 611 ROLLINGWOOD DR SUITE 1
SHOREWOOD, IL 60404-0665
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)2009 - 2010 (<1 year)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2007 - 2008 (1 year)BCITICORP INVESTMENT SERVICES (CRD# 23988)2004 - 2007 (2 years)BFORESTERS EQUITY SERVICES, INC. (CRD# 18464)2004 - 2004 (<1 year)BFARMERS FINANCIAL SOLUTIONS, LLC (CRD# 103863)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Alabama 2/2/2021
B
Michigan 3/31/2020
B
Arizona 5/24/2017
B
Minnesota 9/10/2024
B
Arkansas 9/14/2021
B
Missouri 8/17/2023
B
Colorado 12/8/2021
B
Nebraska 12/11/2024
B
Florida 8/1/2016
B
Nevada 3/17/2021
B
Illinois 6/8/2016
B
North Carolina 5/4/2018
IA
Illinois 7/29/2016
B
Ohio 8/23/2017
B
Indiana 8/1/2016
B
South Carolina 7/29/2020
B
Iowa 12/15/2021
B
Virginia 8/1/2016
B
Kentucky 8/10/2021
B
Wisconsin 8/19/2016
B
Louisiana 5/6/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
611 ROLLINGWOOD DR SUITE 1, SHOREWOOD, IL 60404-0665
Registered with this firm since 7/29/2016
B
EDWARD JONES (CRD#:250)
611 ROLLINGWOOD DR SUITE 1, SHOREWOOD, IL 60404-0665
Registered with this firm since 5/18/2016
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/23/2009 - 01/08/2010 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
B
 05/29/2007 - 07/14/2008 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) BROOKFIELD, IL
B
 11/18/2004 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) BROOKFIELD, IL
B
 05/28/2004 - 11/04/2004 FORESTERS EQUITY SERVICES, INC. (CRD#:18464) SAN DIEGO, CA
B
 10/13/2003 - 06/01/2004 FARMERS FINANCIAL SOLUTIONS, LLC (CRD#:103863) WESTLAKE VILLAGE, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.