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Ramon A Lopez Jr
R.J. LOPEZ, RAMON ASPRER LOPEZ JR., RAMON ASPRER LOPEZ
CRD#: 4704041
IA
B
EDWARD JONESCRD#: 250 1300 HIGGINS RD SUITE 213
PARK RIDGE, IL 60068
PARK RIDGE, IL 60068
0
Disclosures
20
Years of Experience
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State Registrations
B
Arizona 7/27/2016
B
New York 7/23/2018
B
Arkansas 11/12/2019
B
North Carolina 7/23/2018
B
California 11/8/2013
B
Ohio 11/8/2013
B
Colorado 11/8/2013
B
Rhode Island 11/8/2013
B
Florida 2/25/2022
B
Texas 11/8/2013
B
Illinois 11/8/2013
IA
Texas 1/9/2019
IA
Illinois 11/8/2013
B
Virginia 6/25/2024
B
Indiana 11/8/2013
B
Washington 6/15/2021
B
Michigan 9/18/2017
B
Wisconsin 11/8/2013
B
Missouri 3/29/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 11/8/2013
B
Registered with this firm since 11/8/2013
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/09/2008 - 11/13/2013 | CHICAGO, IL | |
B | 06/21/2004 - 11/13/2013 | CHICAGO, IL | |
B | 03/29/2004 - 05/04/2004 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.