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Kari M Lusby
KARI MAE JASSO, KARI MAE LUSBY, Kari Lusby, KARI MAE RISENHOOVER
CRD#: 4703908
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CALIFORNIA ST
SAN FRANCISCO, CA 94104
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2005 (1 year)2 FIRMS2005 - 2005 (<1 year)2 FIRMS2005 - 2006 (<1 year)2 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2008 (1 year)2 FIRMS2021 - 2022 (1 year)2 FIRMS2023 - Present (2 years)BMML DISTRIBUTORS, LLC (CRD# 38030)2019 - 2020 (1 year)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2009 - 2019 (10 years)IANATIONWIDE INVESTMENT ADVISORS... (CRD# 142373)2013 - 2019 (6 years)
License(s)

State Registrations

B
Alabama 1/20/2023

B
Montana 1/20/2023

B
Alaska 1/20/2023

B
Nebraska 1/20/2023

B
Arizona 1/20/2023

B
Nevada 1/20/2023

B
Arkansas 1/20/2023

B
New Hampshire 1/20/2023

IA
California 1/11/2023

B
New Jersey 1/20/2023

B
California 1/20/2023

B
New Mexico 1/20/2023

B
Colorado 1/12/2023

B
New York 1/20/2023

B
Connecticut 1/12/2023

B
North Carolina 1/20/2023

B
Delaware 1/20/2023

B
North Dakota 1/20/2023

B
District of Columbia 1/12/2023

B
Ohio 1/18/2023

B
Florida 1/12/2023

B
Oklahoma 1/20/2023

B
Georgia 1/20/2023

B
Oregon 1/20/2023

B
Hawaii 1/20/2023

B
Pennsylvania 1/20/2023

B
Idaho 1/12/2023

B
Rhode Island 1/20/2023

B
Illinois 1/20/2023

B
South Carolina 1/20/2023

B
Indiana 1/20/2023

B
South Dakota 1/20/2023

B
Iowa 1/20/2023

B
Tennessee 1/20/2023

B
Kansas 1/20/2023

B
Texas 1/20/2023

B
Kentucky 1/20/2023

IA
Texas 1/31/2023

B
Louisiana 1/12/2023

B
Utah 1/20/2023

B
Maine 1/20/2023

B
Vermont 1/20/2023

B
Maryland 1/12/2023

B
Virginia 1/21/2023

B
Massachusetts 1/20/2023

B
Washington 1/20/2023

B
Michigan 1/20/2023

B
West Virginia 1/20/2023

B
Minnesota 1/20/2023

B
Wisconsin 1/20/2023

B
Mississippi 1/20/2023

B
Wyoming 1/20/2023

B
Missouri 1/20/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 1/11/2023

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CALIFORNIA ST, SAN FRANCISCO, CA 94104
Registered with this firm since 1/11/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/22/2021 - 10/17/2022 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) Garden Valley, CA
B
01/22/2021 - 10/17/2022 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
B
09/19/2019 - 12/31/2020 MML DISTRIBUTORS, LLC (CRD#:38030) SPRINGFIELD, MA
IA
04/04/2013 - 08/19/2019 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
04/01/2009 - 08/19/2019 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
IA
08/07/2007 - 06/23/2008 NATIONWIDE INVESTMENT ADVISORS, LLC (CRD#:142373) COLUMBUS, OH
B
06/12/2007 - 06/23/2008 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
IA
02/16/2006 - 06/11/2007 1ST GLOBAL ADVISORS INC (CRD#:111133) FAIR OAKS, CA
B
02/16/2006 - 06/11/2007 1ST GLOBAL CAPITAL CORP. (CRD#:30349) FAIR OAKS, CA
IA
06/17/2005 - 03/06/2006 INTERSECURITIES, INC. (CRD#:16164) ROSEVILLE, CA
B
06/17/2005 - 03/06/2006 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
IA
05/02/2005 - 06/29/2005 AMERITAS INVESTMENT CORP (CRD#:14869) ROSEVILLE, CA
B
05/02/2005 - 06/29/2005 AMERITAS INVESTMENT CORP. (CRD#:14869) LINCOLN, NE
IA
11/03/2003 - 04/29/2005 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) SACRAMENTO, CA
B
10/02/2003 - 04/29/2005 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.