• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Keith Kavell Carter
KEITH K CARTER
CRD#: 4703579
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 6501 Tinker Diagonal
Midwest City, OK 73110
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Tinker Federal Credit Union
6501 Tinker Diagonal
Midwest City, OK 73110
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2004 - 2009 (5 years)2 FIRMS2017 - 2024 (7 years)2 FIRMS2024 - Present (<1 year)BCETERA INVESTMENT SERVICES LLC (CRD# 15340)2009 - 2017 (7 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2014 - 2017 (3 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2009 - 2014 (4 years)
Disclosure(s)
View By:
8/29/2024
Customer Dispute
Denied
6/5/2009
Customer Dispute
Closed-No Action
License(s)

State Registrations

B
Alabama 5/3/2024

B
Louisiana 5/3/2024

B
Arkansas 5/3/2024

B
Missouri 5/3/2024

B
California 5/3/2024

B
North Carolina 5/6/2024

B
Colorado 5/3/2024

B
Oklahoma 4/9/2024

B
Florida 5/3/2024

IA
Oklahoma 4/9/2024

B
Iowa 5/3/2024

B
Texas 5/3/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
6501 Tinker Diagonal, Midwest City, OK 73110
Registered with this firm since 4/9/2024

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
Tinker Federal Credit Union 6501 Tinker Diagonal, Midwest City, OK 73110
Registered with this firm since 4/9/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/11/2017 - 02/27/2024 ARVEST WEALTH MANAGEMENT (CRD#:42057) Oklahoma City, OK
B
01/11/2017 - 02/27/2024 ARVEST WEALTH MANAGEMENT (CRD#:42057) Oklahoma City, OK
IA
01/21/2014 - 01/06/2017 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) OKLAHOMA CITY, OK
B
12/11/2009 - 01/06/2017 CETERA INVESTMENT SERVICES LLC (CRD#:15340) OKLAHOMA CITY, OK
IA
12/15/2009 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) OKLAHOMA CITY, OK
IA
02/20/2004 - 12/02/2009 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) OKLAHOMA CITY, OK
B
01/01/2004 - 12/02/2009 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) OKLAHOMA CITY, OK
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.