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Richard Luigi Shaw
CRD#: 4703274
IA
B
EDWARD JONESCRD#: 250 7 N MAIN STREET
BROOKSVILLE, FL 34601-2808
BROOKSVILLE, FL 34601-2808
0
Disclosures
21
Years of Experience
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State Registrations
B
Alabama 2/15/2023
B
Nebraska 9/26/2022
B
California 2/25/2016
B
Nevada 10/31/2023
B
Florida 5/27/2015
B
North Carolina 2/5/2016
IA
Florida 7/8/2015
B
Ohio 11/25/2024
B
Georgia 8/26/2016
B
Oregon 5/18/2020
B
Illinois 6/10/2019
B
Pennsylvania 2/12/2016
B
Indiana 2/2/2016
B
Texas 1/22/2019
B
Kentucky 10/26/2023
IA
Texas 1/23/2019
B
Maryland 3/12/2021
B
Virginia 9/21/2016
B
Michigan 5/31/2017
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 7/8/2015
B
Registered with this firm since 3/3/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/13/2004 - 02/02/2015 | INVERNESS, FL | |
B | 10/01/2003 - 09/10/2004 | CEDAR RAPIDS, IA |
CEDAR RAPIDS, IA
10/01/2003 - 09/10/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.