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TOSHIE MIURA
REN MIURA, REN TOSHIE MIURA
CRD#: 4701500
IA
B
EQUITABLE ADVISORS, LLCCRD#: 6627 LAKE OSWEGO, OR
0
Disclosures
21
Years of Experience
View By:
State Registrations
B
Arizona 6/20/2023
B
Kentucky 8/29/2024
IA
Arizona 7/14/2023
IA
Kentucky 8/29/2024
B
California 2/7/2023
B
Michigan 2/7/2023
IA
California 2/7/2023
IA
Michigan 2/7/2023
B
Illinois 2/7/2023
B
Ohio 2/7/2023
IA
Illinois 2/7/2023
IA
Ohio 2/7/2023
B
Indiana 2/7/2023
B
Oregon 2/7/2023
IA
Indiana 2/7/2023
IA
Oregon 2/7/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 2/7/2023
B
Registered with this firm since 2/7/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/20/2017 - 02/24/2023 | Lake Oswego, OR | |
B | 10/09/2017 - 02/24/2023 | Lake Oswego, OR | |
IA | 08/16/2010 - 10/13/2017 | Downers Grove, IL | |
B | 08/10/2010 - 10/13/2017 | Downers Grove, IL | |
IA | 10/15/2009 - 08/11/2010 | CHICAGO, IL | |
B | 09/19/2003 - 08/11/2010 | CHICAGO, IL |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.