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Detailed Report
CHRISTOPHER CLEMENT LOUIS MAYNARD
CRD#: 4701185
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 9948 REISTERSTOWN RD
OWINGS MILLS, MD 21117
Registration History
2004200620082010201220142016201820202022202420263 FIRMS2004 - 2004 (<1 year)2 FIRMS2005 - 2011 (5 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (13 years)
License(s)

State Registrations

B
California 12/11/2013
IA
Maryland 4/26/2012
B
District of Columbia 4/20/2012
B
North Carolina 12/12/2013
B
Florida 12/11/2013
B
Virginia 4/20/2012
B
Maryland 4/20/2012

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
9948 REISTERSTOWN RD, OWINGS MILLS, MD 21117
Registered with this firm since 4/26/2012
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
9948 REISTERSTOWN RD, OWINGS MILLS, MD 21117
Registered with this firm since 4/20/2012
Previous Registration(s)
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IA
 01/03/2011 - 03/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
B
 01/03/2011 - 03/20/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) LOS ANGELES, CA
IA
 03/18/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
B
 03/18/2005 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) LOS ANGELES, CA
IA
 02/16/2004 - 12/08/2004 AMERICAN EXPRESS FINANCIAL ADVISORS, INC. (CRD#:6363) LOS ANGELES, CA
B
 02/02/2004 - 12/08/2004 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 02/02/2004 - 12/08/2004 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.