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ERIN KAY WOOD
ERIN KAY BROWN, ERIN KAY MOWERY
CRD#: 4701048
IA
Investment Adviser
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Previous Broker
ASSETMARK, INC.CRD#: 109018 OMAHA, NE
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2003 - 2010 (6 years)3 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2018 (3 years)IAASSETMARK, INC. (CRD# 109018)2024 - Present (<1 year)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (2 years)IACWM, LLC (CRD# 155344)2018 - 2024 (6 years)
License(s)

State Registrations

IA
Nebraska 12/23/2024

Current Registration(s)
IA
ASSETMARK, INC. (CRD#:109018)
OMAHA, NE
Registered with this firm since 12/23/2024

Previous Registration(s)
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IA
08/23/2018 - 11/22/2024 CWM, LLC (CRD#:155344) OMAHA, NE
IA
06/18/2015 - 06/07/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) OMAHA, NE
B
06/17/2015 - 06/07/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) OMAHA, NE
IA
06/19/2012 - 06/18/2015 FIRST NATIONAL CAPITAL MARKETS, INC. (CRD#:115920) OMAHA, NE
B
06/19/2012 - 06/18/2015 FIRST NATIONAL CAPITAL MARKETS (CRD#:115920) OMAHA, NE
IA
07/30/2010 - 05/31/2012 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
07/30/2010 - 05/31/2012 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
07/26/2010 - 05/31/2012 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
11/11/2003 - 07/09/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ELM GROVE, WI
B
10/13/2003 - 07/09/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ELM GROVE, WI
B
10/13/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Broker
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Investment Adviser
Disclosures
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