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Stephanie Renee Hartman
STEPHANIE RENEE GALLAGHER, Stephanie Hartman
CRD#: 4700454
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 1300 Hercules Ave Ste 205
Houston, TX 77058
Registration History
200420062008201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2021 - Present (4 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2019 - Present (5 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - 2018 (<1 year)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2003 - 2006 (3 years)
License(s)

State Registrations

B
Colorado 10/27/2021

B
Oklahoma 10/27/2021

B
Florida 10/27/2021

B
Pennsylvania 12/26/2024

B
Kansas 10/27/2021

B
Puerto Rico 6/6/2022

B
Louisiana 10/27/2021

B
Texas 1/22/2021

B
Mississippi 10/27/2021

IA
Texas 1/22/2021

B
Missouri 10/27/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1300 Hercules Ave Ste 205, Houston, TX 77058
Houston, TX
Registered with this firm since 1/22/2021

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
1300 Hercules Ave Ste 205, Houston, TX 77058
Houston, TX
Registered with this firm since 6/10/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/27/2018 - 12/07/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
09/22/2003 - 11/30/2006 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) HOUSTON, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.