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CAROLINE ANNE GAFFNEY
CRD#: 4699800
IA
Investment Adviser
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Previous Broker
ATWATER WEALTH MANAGEMENT, INC.CRD#: 172749 176 FEDERAL STREET
5TH FLOOR
BOSTON, MA 02110
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2008 - 2015 (7 years)IAATWATER WEALTH MANAGEMENT, INC. (CRD# 172749)2014 - Present (10 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2003 - 2008 (4 years)BIDS LIFE INSURANCE COMPANY (CRD# 6321)2003 - 2006 (2 years)IAP.L.A.N. (CRD# 151072)2009 - 2012 (3 years)
License(s)

State Registrations

IA
Massachusetts 12/23/2014

Current Registration(s)
IA
ATWATER WEALTH MANAGEMENT, INC. (CRD#:172749)
176 FEDERAL STREET 5TH FLOOR, BOSTON, MA 02110
Registered with this firm since 12/23/2014

Previous Registration(s)
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07/18/2008 - 11/12/2015 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
IA
07/21/2008 - 10/30/2015 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
IA
10/23/2009 - 11/20/2012 P.L.A.N. (CRD#:151072) BOSTON, MA
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11/12/2003 - 07/28/2008 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) QUINCY, MA
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11/12/2003 - 07/03/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
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Investment Adviser
Disclosures
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