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Detailed Report
Adam Berg Dobies
ADAM BERG DOBIES
CRD#: 4699786
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 5700 CORPORATE DRIVE SUITE 640
PITTSBURGH, PA 15237-5829
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arkansas 7/22/2021
B
New York 7/12/2017
B
California 7/21/2011
B
North Carolina 6/3/2020
B
Florida 9/7/2010
B
Ohio 5/26/2011
B
Georgia 9/7/2010
B
Oklahoma 6/3/2020
B
Idaho 10/3/2024
B
Pennsylvania 11/17/2008
B
Illinois 7/21/2011
IA
Pennsylvania 11/17/2008
B
Indiana 4/8/2009
B
South Carolina 7/21/2011
B
Iowa 2/1/2023
B
Tennessee 1/9/2014
B
Kentucky 6/3/2020
B
Texas 12/9/2019
B
Maine 8/24/2020
IA
Texas 12/11/2019
B
Maryland 2/24/2009
B
Virginia 5/7/2010
B
Massachusetts 12/22/2011
B
Washington 6/11/2020
B
Michigan 2/24/2009
B
West Virginia 7/21/2011
B
Nevada 12/17/2013

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
5700 CORPORATE DRIVE SUITE 640, PITTSBURGH, PA 15237-5829
Registered with this firm since 11/17/2008
B
EDWARD JONES (CRD#:250)
5700 CORPORATE DRIVE SUITE 640, PITTSBURGH, PA 15237-5829
Registered with this firm since 10/30/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.