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SULEIMAN ALI
SULEIMAN M ALI, SULIEMAN M ALI, SULIEMAN ALI
CRD#: 4699393
IA
Investment Adviser
B
Broker
HOOPOE ADVISORSCRD#: 282573 603 MASSACHUSETTS AVENUE
SUITE 200
BOSTON, MA 02118
HOOPOE CAPITAL MARKETS, LLCCRD#: 294271 603 Massachusetts Avenue
SUITE 200
Boston, MA 02118
Registration History
200420062008201020122014201620182020202220242026IAHOOPOE ADVISORS (CRD# 282573)2016 - Present (8 years)BHOOPOE CAPITAL MARKETS, LLC (CRD# 294271)2018 - Present (6 years)BLPL FINANCIAL LLC (CRD# 6413)2009 - 2018 (9 years)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2008 - 2009 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)2006 - 2008 (1 year)BIFMG SECURITIES, INC. (CRD# 14416)2003 - 2006 (2 years)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2017 (7 years)
Disclosure(s)
View By:
10/10/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 10/22/2020

IA
New Jersey 3/24/2016

B
Florida 10/5/2022

B
New Jersey 3/29/2019

B
Georgia 12/18/2024

B
New York 4/5/2019

B
Indiana 10/4/2022

B
North Carolina 3/30/2021

IA
Massachusetts 3/23/2016

B
Pennsylvania 2/25/2019

B
Massachusetts 2/21/2019

IA
Texas 4/6/2016

B
New Hampshire 4/13/2023

B
Texas 2/25/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HOOPOE ADVISORS (CRD#:282573)
603 MASSACHUSETTS AVENUE SUITE 200, BOSTON, MA 02118
Registered with this firm since 3/23/2016

B
HOOPOE CAPITAL MARKETS, LLC (CRD#:294271)
603 Massachusetts Avenue SUITE 200, Boston, MA 02118
603 MASSACHUSETTS AVENUE SUITE 200, BOSTON, MA 02118
Registered with this firm since 12/20/2018

Previous Registration(s)
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B
11/23/2009 - 12/20/2018 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
IA
12/03/2009 - 05/22/2017 LPL FINANCIAL LLC (CRD#:6413) BOSTON, MA
B
01/01/2008 - 09/30/2009 WELLS FARGO ADVISORS, LLC (CRD#:19616) BOSTON, MA
B
07/07/2006 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) BOSTON, MA
B
10/21/2003 - 06/12/2006 IFMG SECURITIES, INC. (CRD#:14416) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.