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SUSAN A CLIME
SUSAN A SANDOMIERSKI, SUSAN A. SANDOMIERSKI
CRD#: 4698469
IA
B
KESTRA ADVISORY SERVICES, LLCCRD#: 283330 154 N. Market Street
Frederick, MD 21701
Frederick, MD 21701
KESTRA INVESTMENT SERVICES, LLCCRD#: 42046 154 N. Market Street
Ste. 154A
Frederick, MD 21701
Ste. 154A
Frederick, MD 21701
0
Disclosures
17
Years of Experience
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State Registrations
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Arizona 1/8/2025
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Nebraska 1/8/2025
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Arkansas 1/8/2025
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New Hampshire 1/8/2025
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California 1/8/2025
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New Jersey 1/8/2025
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Colorado 1/8/2025
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New Mexico 1/8/2025
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Connecticut 1/8/2025
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New York 1/8/2025
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Delaware 1/8/2025
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North Carolina 1/10/2025
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District of Columbia 1/8/2025
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North Dakota 1/8/2025
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Florida 1/8/2025
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Ohio 1/10/2025
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Georgia 1/8/2025
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Oklahoma 1/22/2025
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Hawaii 1/8/2025
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Oregon 1/14/2025
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Idaho 1/8/2025
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Pennsylvania 1/8/2025
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Illinois 1/8/2025
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Rhode Island 1/8/2025
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Indiana 1/8/2025
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South Carolina 1/8/2025
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Kentucky 1/8/2025
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Tennessee 1/8/2025
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Louisiana 1/8/2025
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Texas 1/8/2025
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Maine 1/8/2025
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Texas 1/8/2025
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Maryland 9/4/2020
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Utah 1/8/2025
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Maryland 9/4/2020
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Vermont 1/8/2025
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Massachusetts 1/8/2025
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Virginia 1/8/2025
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Michigan 1/8/2025
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Washington 1/8/2025
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Minnesota 1/8/2025
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West Virginia 1/8/2025
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Mississippi 1/8/2025
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Wisconsin 1/8/2025
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Montana 1/8/2025
SRO Registrations
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IA
Registered with this firm since 9/4/2020
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Registered with this firm since 9/4/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/03/2014 - 09/08/2020 | FREDERICK, MD | |
B | 02/24/2014 - 09/08/2020 | FREDERICK, MD | |
B | 07/21/2006 - 09/13/2012 | NEW YORK, NY |
FREDERICK, MD
12/03/2014 - 09/08/2020
FREDERICK, MD
02/24/2014 - 09/08/2020
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.