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Caroline Talebi
NAZANIN CAROLINE SAGHEB TALEBI, CAROLINE TALEBI, Caroline N Talebi, Caroline Nazanin Talebi
CRD#: 4698162
IA
B
EDWARD JONESCRD#: 250 2424 VISTA WAY STE 325
OCEANSIDE, CA 92054
OCEANSIDE, CA 92054
0
Disclosures
8
Years of Experience
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State Registrations
B
Arizona 6/7/2024
B
Missouri 6/7/2024
B
Arkansas 11/26/2024
B
Montana 7/30/2024
B
California 4/10/2023
B
Nevada 7/3/2024
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California 4/10/2023
B
New Mexico 10/1/2024
B
Florida 6/28/2024
B
Oregon 10/14/2024
B
Maine 7/3/2023
B
Texas 7/3/2024
B
Michigan 12/6/2023
IA
Texas 7/8/2024
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 4/10/2023
B
Registered with this firm since 1/28/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/27/2008 - 03/09/2010 | ATTLEBORO, MA | |
B | 09/30/2003 - 05/27/2008 | ATTLEBORO, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.