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NEWLIN OTTIS WOLLASTON
CRD#: 4697821
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 10 SOUTH DEARBORN
CHICAGO, IL 60603
Registration History
200620082010201220142016201820202022202420262 FIRMS2009 - 2011 (2 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)2005 - 2009 (4 years)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)2006 - 2009 (2 years)
License(s)

State Registrations

B
Arizona 11/9/2018

B
New Jersey 1/7/2022

B
California 10/1/2012

B
New York 7/10/2015

B
Colorado 8/11/2021

B
North Carolina 1/9/2023

B
Florida 11/25/2014

B
Ohio 2/11/2016

B
Georgia 2/5/2013

B
Rhode Island 8/2/2021

B
Illinois 10/1/2012

B
South Carolina 12/14/2012

IA
Illinois 10/1/2012

B
Tennessee 5/28/2016

B
Indiana 10/1/2012

B
Texas 8/25/2014

B
Iowa 4/23/2015

IA
Texas 9/4/2014

B
Kentucky 6/17/2016

B
Virginia 11/20/2012

B
Massachusetts 5/5/2022

B
Washington 8/8/2013

B
Michigan 1/4/2013

B
Wisconsin 8/7/2013

B
Minnesota 11/13/2019

B
Wyoming 12/17/2024

B
Missouri 2/11/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 SOUTH DEARBORN, CHICAGO, IL 60603
712 E 87TH ST, STE D2, CHICAGO, IL 60619-6246
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
10 SOUTH DEARBORN, CHICAGO, IL 60603
712 E 87TH ST, STE D2, CHICAGO, IL 60619-6246
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/19/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
B
01/19/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHICAGO, IL
IA
07/13/2009 - 10/21/2011 NEW ENGLAND SECURITIES CORPORATION (CRD#:615) NORTHBROOK, IL
B
06/18/2009 - 10/21/2011 NEW ENGLAND SECURITIES (CRD#:615) NORTHBROOK, IL
IA
05/23/2006 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
B
02/01/2005 - 03/26/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.