Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DARLA MAE HAINES MILLS
DARLA M HAINES, DARLA M HAINES MILLS, DARLA M. HAINES MILLS MS, DARLA M. HAINES MILLS, DARLA M HAINES-MILLS
CRD#: 4697591
IA
B
VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 13220 METCALF
SUITE 360
OVERLAND PARK, KS 66213
SUITE 360
OVERLAND PARK, KS 66213
0
Disclosures
19
Years of Experience
View By:
State Registrations
B
Arizona 6/6/2018
B
Missouri 11/4/2010
IA
Arizona 6/6/2018
IA
Missouri 11/4/2010
B
California 11/1/2018
B
Nevada 5/31/2023
IA
California 11/1/2018
IA
Nevada 5/31/2023
B
Colorado 1/2/2014
B
New Mexico 5/2/2018
IA
Colorado 1/2/2014
IA
New Mexico 5/2/2018
B
Florida 5/30/2023
B
Texas 11/23/2010
IA
Kansas 7/13/2010
IA
Texas 11/23/2010
B
Kansas 7/19/2010
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/13/2010
B
Registered with this firm since 7/19/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/12/2010 - 07/13/2010 | ALTAMONTE SPRINGS, FL | |
IA | 05/08/2008 - 07/15/2008 | OVERLAND PARK, KS | |
B | 05/08/2008 - 07/15/2008 | OVERLAND PARK, KS | |
B | 02/21/2008 - 04/07/2008 | KANSAS CITY, MO | |
IA | 12/07/2006 - 02/21/2008 | OVERLAND PARK, KS | |
B | 12/07/2006 - 02/21/2008 | OVERLAND PARK, KS | |
B | 07/25/2006 - 12/05/2006 | ST. JOSEPH, MO | |
IA | 05/23/2006 - 07/11/2006 | UTICA, NY | |
B | 04/28/2006 - 07/11/2006 | UTICA, NY | |
B | 02/28/2006 - 05/16/2006 | DEWITT, NY | |
B | 07/14/2005 - 10/18/2005 | SYRACUSE, NY | |
B | 01/27/2004 - 07/15/2005 | NEW YORK, NY | |
B | 09/11/2003 - 01/12/2004 | NEWARK, NJ |
ALTAMONTE SPRINGS, FL
05/12/2010 - 07/13/2010
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.