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CAROL LYNN LAXNER
CAROL LYNN ANDERSON
CRD#: 4697425
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1025 W INTERNATIONAL SPEEDWAY BLVD
PREFERRED INVESTMENT SALES
DAYTONA BEACH, FL 32114
Registration History
2004200620082010201220142016201820202022202420262 FIRMS2015 - Present (9 years)BPNC INVESTMENTS (CRD# 129052)2009 - 2015 (5 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)2008 - 2009 (1 year)BINTERSECURITIES, INC. (CRD# 16164)2004 - 2008 (4 years)BNATIONAL PLANNING CORPORATION (CRD# 29604)2003 - 2004 (<1 year)IAPNC INVESTMENTS (CRD# 129052)2012 - 2015 (2 years)
License(s)

State Registrations

B
Alabama 1/9/2017

B
Nebraska 1/6/2025

B
Alaska 1/6/2025

B
Nevada 1/6/2025

B
Arizona 1/6/2025

B
New Hampshire 1/6/2025

B
Arkansas 1/6/2025

B
New Jersey 9/8/2015

B
California 1/6/2025

B
New Mexico 1/6/2025

B
Colorado 1/6/2025

B
New York 9/8/2015

B
Connecticut 1/26/2016

B
North Carolina 1/6/2025

B
Delaware 1/6/2025

B
North Dakota 1/6/2025

B
District of Columbia 1/6/2025

B
Ohio 1/7/2025

B
Florida 9/8/2015

B
Oklahoma 1/6/2025

IA
Florida 9/22/2015

B
Oregon 1/6/2025

B
Georgia 9/8/2015

B
Pennsylvania 1/26/2016

B
Hawaii 1/6/2025

B
Puerto Rico 1/6/2025

B
Idaho 1/6/2025

B
Rhode Island 1/6/2025

B
Illinois 1/13/2022

B
South Carolina 1/6/2025

B
Indiana 1/6/2025

B
South Dakota 1/6/2025

B
Iowa 1/6/2025

B
Tennessee 1/6/2025

B
Kansas 1/6/2025

B
Texas 7/28/2016

B
Kentucky 1/6/2025

IA
Texas 8/17/2016

B
Louisiana 1/6/2025

B
Utah 1/6/2025

B
Maine 1/6/2025

B
Vermont 1/6/2025

B
Maryland 1/6/2025

B
Virgin Islands 1/6/2025

B
Massachusetts 9/8/2015

B
Virginia 1/6/2025

B
Michigan 1/6/2025

B
Washington 1/6/2025

B
Minnesota 1/6/2025

B
West Virginia 1/6/2025

B
Mississippi 1/6/2025

B
Wisconsin 1/6/2025

B
Missouri 1/6/2025

B
Wyoming 1/6/2025

B
Montana 1/6/2025

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1025 W INTERNATIONAL SPEEDWAY BLVD PREFERRED INVESTMENT SALES, DAYTONA BEACH, FL 32114
Registered with this firm since 9/22/2015

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
1025 W INTERNATIONAL SPEEDWAY BLVD PREFERRED INVESTMENT SALES, DAYTONA BEACH, FL 32114
Registered with this firm since 9/8/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/03/2012 - 08/24/2015 PNC INVESTMENTS (CRD#:129052) ORANGE CITY, FL
B
11/13/2009 - 08/24/2015 PNC INVESTMENTS (CRD#:129052) ORANGE CITY, FL
B
08/25/2008 - 11/13/2009 NATCITY INVESTMENTS, INC. (CRD#:17490) DELAND, FL
B
05/10/2004 - 08/26/2008 INTERSECURITIES, INC. (CRD#:16164) MIAMI, FL
B
08/26/2003 - 04/30/2004 NATIONAL PLANNING CORPORATION (CRD#:29604) LOS ANGELES, CA
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.